HVAC Design Requirements in the International Building Codes

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HVAC Design Requirements in the International Building Codes

A look at what the codes actually require for load calculations and duct design

Posted on Apr 11 2018 by Allison A. Bailes III, PhD
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Building codes, especially those related to energy efficiency, have improved a lot over the years. With building enclosures, this has made a big difference. We now have more insulation, less thermal bridgingHeat flow that occurs across more conductive components in an otherwise well-insulated material, resulting in disproportionately significant heat loss. For example, steel studs in an insulated wall dramatically reduce the overall energy performance of the wall, because of thermal bridging through the steel. , and tested air barriers. On the mechanical side, the improvements are significant — reduced duct leakage and mechanical ventilation in airtight homes — but there's still a gap between some code requirements and what's being installed.

But that gap isn't my focus today. Instead I'll spell out what those HVAC(Heating, ventilation, and air conditioning). Collectively, the mechanical systems that heat, ventilate, and cool a building. design requirements are. But first, let me say a little about how building codes work. At the highest level are the model codes. The major player in this arena is the International Code Council (ICC), and I'll focus on two of their codes that include HVAC design requirements for homes: the International Residential Code (IRCInternational Residential Code. The one- and two-family dwelling model building code copyrighted by the International Code Council. The IRC is meant to be a stand-alone code compatible with the three national building codes—the Building Officials and Code Administrators (BOCA) National code, the Southern Building Code Congress International (SBCCI) code and the International Conference of Building Officials (ICBO) code.) and the International Energy Conservation Code (IECC International Energy Conservation Code.). Of course, when you build a home, you'll have to meet the requirements of your local building department, which probably uses one of the I-codes, perhaps with some modifications.

On the topic of HVAC design, the IRC has more detail than the IECC, as you might expect. Also, the IECC just repeats some of the major requirements from the IRC.

Equipment sizing

Both the IRC and the IECC say the same thing here:

Equipment sizing and efficiency rating (Mandatory). Heating and cooling equipment shall be sized in accordance with ACCA Manual S based on building loads calculated in accordance with ACCA Manual J or other approved heating and cooling calculation methodologies. New or replacement heating and cooling equipment shall have an efficiency rating equal to or greater than the minimum required by federal law for the geographic location where the equipment is installed.

That's section N1103.7 in the IRC and R403.7 in the IECC, and it's exactly the same in both the 2013 and 2018 codes. The main alternative to the ACCA Manual J load calculation protocol would be to use the ASHRAEAmerican Society of Heating, Refrigerating and Air-Conditioning Engineers (ASHRAE). International organization dedicated to the advancement of heating, ventilation, air conditioning, and refrigeration through research, standards writing, publishing, and continuing education. Membership is open to anyone in the HVAC&R field; the organization has about 50,000 members. Handbook of Fundamentals.

In plain English, this requirement simply means that heating and cooling systems in homes have to be sized according to approved protocols. That's Manual J from the Air Conditioning Contractors of America (ACCA) for calculating the heating and cooling loads of the house and , also from ACCA, for determining the capacity of the equipment needed to meet those loads. (A little reminder: Loads and capacity are different things. The former tells you what the building needs; the latter tells you what the equipment supplies.)

Duct design

Getting the home's heating and cooling loads (Manual J) are the first step. Figuring out what equipment capacity to use (Manual S) is the second step. Some contractors go that far and then revert to rules of thumb for one of the most critical steps: designing the distribution system. If you're going with an air distribution system (as opposed to hydronic), getting the proper air flow is critical. Here's what the IRC says:

M1601.1 Duct design. Duct systems serving heating, cooling and ventilation equipment shall be installed in accordance with the provisions of this section and ACCA Manual D, the appliance manufacturer’s installation instructions or other approved methods.

This is the same in both the 2013 and 2018 versions. I wrote a multi-part last year, explaining how the available static pressure, total effective length, and friction rate determine the duct sizes you need to use to get the right air flow.

The IRC has a lot of other requirements for duct design, too. For example, it allows the use of stud or joist cavities in walls and floors to be used for return air but not supply air (M1601.1.1). And it's forbidden to supply conditioned air to a garage using the same system that supplies conditioned air to the living spaces (M1601.6). (That last one is that can easily contaminate the indoor air with pollutants from the garage or carbon monoxide created by backdraftingIndoor air quality problem in which potentially dangerous combustion gases escape into the house instead of going up the chimney. a water heater.)

Whole-house mechanical ventilation

Airtight homes need mechanical ventilation. Building scientists have known this for a long time. Now it's in the building codes. I don't know when it first showed up, but it's been in the IRC at least since 2012. Here's how it's stated in the 2018 IRC:

R303.4 Mechanical ventilation. Where the air infiltration rate of a dwelling unit is 5 air changes per hour or less where tested with a blower door at a pressure of 0.2 inch w.c (50 Pa) in accordance with Section N1102.4.1.2, the dwelling unit shall be provided with whole-house mechanical ventilation in accordance with Section M1505.4.

Georgia has been subject to this requirement for several years now, ever since we went on the 2012 IRC. We also require homes to have an airtightness of less than 7 ACH50. That means some builders have been aiming for what they see as the "sweet spot" of less than 7 ACH50 but greater than 5 ACH50. They meet both the IRC and IECC requirements for Georgia that way and aren't required to add mechanical ventilation. (We're still on the 2009 IECC here.)

The good news for whole-house ventilation afficionados is that the airtightness requirements in the 2013 and 2018 IECC eliminate that "sweet spot." The maximum air leakage allowed in IECC climate zones 1 and 2 is 5 ACH50 and in climate zones 3 through 8 is 3 ACH50. (That's in section R402.4.1.2 of the 2013 & 2018 IECC.)

Sections N1103.6 and M1505 in the IRC have some other requirements for ventilation, too. Here are a few highlights:

  • Mechanical ventilation fans have to meet minimum efficacy levels in cfm/watt. (N1103.6.1)
  • If the air handler is the main fan for the whole-house ventilation system, the blower has to be powered by and electronically-commutated motor. (N1103.6.1)
  • The ventilation rate required in the 2018 IRC is calculated by the familiar equation:  Rate = (0.01 x conditioned floor area) + [7.5 x (number of bedrooms +1)]. That's the basic equation from the 2010 version of the ASHRAE 62.2A standard for residential mechanical ventilation systems established by the American Society of Heating, Refrigerating, and Air-Conditioning Engineers. Among other requirements, the standard requires a home to have a mechanical ventilation system capable of ventilating at a rate of 1 cfm for every 100 square feet of occupiable space plus 7.5 cfm per occupant. standard. (M1505.4.3)

Getting into the code is the first step…

These things are a good first step. But there are a couple of other critical steps that have to follow. First, the IRC and IECC have to be adopted by states and local jurisdictions. I've been involved in the push to get Georgia to move to the 2013 IECC, and it's not a fun process. We spent almost a year working through the issues, compromising on some of the items, and then getting the whole thing delayed another two years.

And second, there's enforcement. Building code officials have their hands full, and the majority of them don't have the time or the resources to learn what they need to know to understand the reports they get. Some don't bother with Manual J, S, and D reports at all. Some put forth a good effort but don't know enough about what to look for in the reports.

Once they get adopted into the local codes and building officials start enforcing them, HVAC design requirements in the code are kind of like locks on doors. They won't keep criminals out. They're just there to guide the honest folks in the industry. My hope is that we're going to get to a point where the pressure to do things the right way will break through the activation barrier. That pressure is coming from a number of directions: the Internet, building codes, and green building programs, especially.

of Decatur, Georgia, is a speaker, writer, building science consultant, and the author of the . You can follow him on Twitter at @EnergyVanguard.


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  1. International Code Council

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